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Publications

Welcome to this section dedicated to compliance and legal publications.

 

Global

 

  • Patriot Act

Pursuant to the USA PATRIOT Act and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a "Covered Financial Institution") is required to obtain certain information from any "Foreign Bank" that maintains a correspondent account with it.

As permitted by the final rules, BNP Paribas Group has prepared a Global Certification for parent company (BNP Paribas S.A.) and its branches plus several BNP Paribas subsidiaries certifications for use by any Financial Institution that believes it requires a Patriot Act Certification from a BNP Paribas Group entity.

Please follow this link to access the BNP Paribas group website.

Please follow this link to directly access the Patriot Act Certification for BNP Paribas Securities Services SCA.(Valid for 3 years)

  • Standard list of delegates and sub-delegates of BNP Paribas Securities Services appointed depositary of Ucits funds - Download the document

 

EMIR – Disclosures

 

Listed derivatives clearing

  • BNP Paribas Securities Services EMIR disclosure listed derivatives clearing - Download the document
  • BNP Paribas Securities Services EMIR pricing disclosure listed derivatives clearing - Download the document

 

Cash equities and fixed income

  • BNP Paribas Securities Services EMIR Disclosure document Cash Equities & Fixed Income - Download the document
  • BNP Paribas Securities Services EMIR Fee Disclosure Cash Equities & Fixed Income - Download the document
 

Our permissions

 

For details of BNP Paribas Securities Services' permissions from Home regulator ACPR (Autorité de Contrôle Prudentiel et de Résolution), please refer to their public register "REGAFI".

Click here to access.

 

Deposit Guarantee

 

The Fonds de Garantie des Dépôts et de Résolution (FGDR), created by law in 1999, protects clients when a banking institution fails. The Deposit Guarantee compensates depositors for an amount up to €100,000 per person, per institution. The Investors Guarantee compensates up to €70 000 per person, per institution, for securities (stocks, bonds, etc. ).

The FGDR can also intervene on a Resolution basis, before the institution fails.

Download the document

Documents

Anti-Money Laundering Questionnaire

Document size: 859 KB

BNP Paribas Securities Services EMIR Disclosure document Cash Equities & Fixed Income

Document size: 813 KB

BNP Paribas Securities Services EMIR Disclosure document Cash Equities & Fixed Income

Document size: 280 KB

BNP Paribas Securities Services EMIR Fee Disclosure Cash Equities & Fixed Income

Document size: 59 KB

BNP Paribas Securities Services EMIR pricing disclosure listed derivatives clearing

Document size: 328 KB

Deposit Guarantee

Document size: 153 KB

Standard list of delegates and sub-delegates of BNP Paribas Securities Services appointed depositary of Ucits funds

Document size: 128 KB

Documents

Anti-Money Laundering Questionnaire

Document size: 859 KB

Questionnaire sur la lutte contre le blanchiment d'argent (document in French)

Document size: 859 KB

Standard list of delegates and sub-delegates of BNP Paribas Securities Services appointed depositary of Ucits funds

Document size: 128 KB

Liste standard des délégataires et sous-délégataires de BNP Paribas Securities Services (document in French)

Document size: 125 KB

Liste des fonds français domiciliés en France pour lesquels BNP Paribas Securities Services France est dépositaire (document in French)

Document size: 139 KB

BNP Paribas Securities Services EMIR Disclosure document Cash Equities & Fixed Income

Document size: 813 KB

BNP Paribas Securities Services EMIR pricing disclosure listed derivatives clearing

Document size: 328 KB

BNP Paribas Securities Services EMIR Disclosure document Cash Equities & Fixed Income

Document size: 280 KB

BNP Paribas Securities Services EMIR Fee Disclosure Cash Equities & Fixed Income

Document size: 59 KB

Deposit Guarantee

Document size: 153 KB

Deposit Guarantee (document in French)

Document size: 145 KB

Politique de sélection de BNP Paribas Securities Services (document in French)

Document size: 269 KB

Shorcuts

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