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MiFID II Regulatory memo
MiFID II Regulatory memo

MiFID II Regulatory memo


An overview of the MiFID II directive: context, scope, industry implications and key dates

The Markets in Financial Instruments Directive 2004/39/EC (MiFID) was adopted in 2004 and is regarded as the constitution for European financial markets.

The provisions of MiFID II are far-reaching. They include harmonised rules on the authorisation and supervision of investment firms; an EUpassport regime for investment firms; rules on the conduct of business, on investor protection; market transparency and the functioning of trading platforms

Click below to read the MiFID II regulatory memo:


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